Jeff Borges

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CA RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Pleasanton, CA • United States

4500 A Tassajara Road, Dublin, CA 94568-4608 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Dublin	CA	03/2016	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

03/2016 → Present

Fidelity Brokerage Services Llc

Dublin, CA
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Dublin, CA

Pleasanton, CA
2016-04-06 → 2018-07-13

Strategic Advisers Llc

Dublin, CA
2005-07-19 → 2016-03-10

Charles Schwab & Co., Inc.

Oakland, CA

Oakland, CA
2003-07-15 → 2005-06-23

Citicorp Investment Services

San Lorenzo, CA
1998-08-24 → 2003-06-25

Morgan Stanley Dw Inc.

San Francisco, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-05-08
S65	Uniform Investment Adviser Law Examination	1998-05-08

S63 Uniform Securities Agent State Law Examination

1998-05-08
S65 Uniform Investment Adviser Law Examination

1998-05-08

Other Names

Jeff Borges
Jeff Randall Borges
Jeffrey Randell Randall Borges
Jeffrey Randall Borges

View on SEC IAPD