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David Jay Serber

Rbc Private Counsel (Usa) Inc.

Toronto, Ontario

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Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-24
  • TX RA
    APPROVED_RES
    Since 2013-06-24

Branch Locations

2345 Yonge Street, 10Th Floor, Toronto, Ontario M4L 1J4 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Dominion Securities Inc. Toronto, Ontario 03/1991 Present
Rbc Private Counsel (Usa) Inc. Toronto, Ontario 11/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-15
  • S63 Uniform Securities Agent State Law Examination
    1998-06-15

View on SEC IAPD

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