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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-09-19 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concert Wealth Management Inc | San Jose | CA | 05/2012 | 12/2016 |
| Sowell Financial Services, Llc | North Little Rock | AR | 09/2016 | Present |
SAPPHIRE WEALTH MANAGEMENT PLANNING SPECIALIST TYPE: WEALTH MANAGEMENT HOURS: 30 DESCRIPTION: SALES & MARKET SUPPORT - CLIENT RELATIONSHIP MANAGEMENT - FINANCIAL PLANNING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-10 |
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