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Gerald Wayne Fuller

Stifel, Nicolaus & Company, Incorporated

Augusta, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-03
GA RA APPROVED 2014-10-28
  • TX RA
    APPROVED_RES
    Since 2017-11-03
  • GA RA
    APPROVED
    Since 2014-10-28

Branch Locations

633 Berckman Road, Augusta, GA 30909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Augusta GA 10/2014 Present
  • 10/2014 → Present
    Stifel Nicolaus & Co Inc
    Augusta, GA
Previous Registrations
  • 2006-06-26 → 2014-10-29
    Wells Fargo Clearing Services, Llc
    Savannah, GA
    Atlanta, GA
    Augusta, GA
    Atlanta, GA
    Augusta, GA
    Atlanta, GA
  • 2005-04-25 → 2006-06-09
    Cuna Brokerage Services, Inc.
    Aiken, SC
    Warrenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-22
S63 Uniform Securities Agent State Law Examination 1998-03-31
  • S66 Uniform Combined State Law Examination
    2005-04-22
  • S63 Uniform Securities Agent State Law Examination
    1998-03-31

View on SEC IAPD

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