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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-09-28
NJ RA APPROVED 2004-04-16
  • TX RA
    APPROVED_RES
    Since 2004-09-28
  • NJ RA
    APPROVED
    Since 2004-04-16

Branch Locations

3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States

Margate City, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Egg Harbor Township NJ 02/1998 Present
Bank Of America, N.A. Egg Harbor Township NJ 12/2009 Present
Other Businesses

NON-PROFIT ORGANIZATION-ATLANTIC CITY EDUCATION FOUNDATION-ATLANTIC CITY -NEW JERSEY-8404 NON COMP OR INV-3MONTHLY-11/28/2011-TRUSTEE--"NON-PROFIT ORGANIZATION THAT SUPPORTS THE PUBLIC SCHOOLS IN ATLANTIC CITY, NJ -I SERVE AS A TRUSTEE." I*4650285 Entity Type: Charitable Name of OBA: M. & L. K. Jewish Community Center Address: Margate, New Jersey, 8402 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/01/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: The mission of the M. & L. K. JCC of Atlantic County is to foster an appreciation of Jewish identity, values and culture, to promote the health, education and welfare of our members, to strengthen Jewish family life, to build a sense of community and ensure Jewish continuity for our children, our children's children, and ourselves. To serve on the Board of Directors in a strategy, governance and oversight capacity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-28
  • S66 Uniform Combined State Law Examination
    1998-05-28

View on SEC IAPD

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