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Sang Lee Wong

Mercury Financial Advisors

Albany, NY

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Current Employers
Mercury Financial Advisors

Albany, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

Albany, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercury Financial Advisors Albany NY 01/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-06
S63 Uniform Securities Agent State Law Examination 1998-05-01
  • S65 Uniform Investment Adviser Law Examination
    2012-09-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-01
Designations

View on SEC IAPD

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