Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-21
  • TX RA
    APPROVED
    Since 2013-06-21

Branch Locations

5420 Lyndon B Johnson 2 Lincoln Centre # 1300, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Dallas TX 06/2013 Present
Tait Cruse Dallas TX 06/2013 Present
Northwestern Mutual Investment Services Llc Dallas TX 06/2013 Present
Previous Registrations
  • 2008-02-20 → 2013-06-05
    1St Global Advisors Inc
    Dallas, TX
    Dallas, TX
  • 2001-03-21 → 2003-06-09
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-06
S63 Uniform Securities Agent State Law Examination 1998-03-20
  • S66 Uniform Combined State Law Examination
    2001-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-03-20

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor