John Grant Acker

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-12-05
CA	RA	APPROVED	2006-08-04

TX RA
APPROVED_RES

Since 2006-12-05
CA RA
APPROVED

Since 2006-08-04

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

Manhattan Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Century City	CA	08/2006	Present

08/2006 → Present

Ubs Financial Services Inc

Century City, CA

Previous Registrations

2000-08-14 → 2006-08-07

Morgan Stanley Dw Inc.

Torrance, CA

Torrance, CA

Other Businesses

1)JOHN ACKER, MANHATTAN BEACH, CA 90266 / I MAINTAIN FINANCIAL RECORDS FOR FAMILY MEMBERS TO PROVIDE TO CPA / PRESIDENT / PRIVATELY HELD, start date-1/1/1987. 2)LOS ANGELES RETARDED CITIZENS FOUNDATION / FAMILY OWNED PARTNERSHIP.29890 BOUQUET CYN RDSAUGUS, CA 91390 / NON-PROFIT RESIDENCE FOR ABOUT 100 MENTALLY CHALLENGED INDIVIDUALS. I AM CO-PRESIDENT OF THE BOARD. RESPONSIBILITIES INCLUDE RUNNING BOARD MEETINGS AND HELPING WITH THE LONG-RANGE PLANNING OF THE CHARITY / HELPING MENTALLY RETARDED INDIVIDUALS.I HAVE BEEN ON THE BOARD FOR OVER 10 YEARS. I HELP FINANCE COMMITTEE REVIEW THE ASSET ALLOCATION BUT I DO NOT VOTE ON ANYTHING INVESTMENT RELATED / MEMBER OF BOARD OF DIRECTORS / START DATE 01/02/1995 / 4HRS PER MONTH. 3) NAME OF OTHER BUSINESS: Manhattan Beach Rotary Club / INVESTMENT RELATED?: N / ADDRESS: Manhattan Beach CA / NATURE OF THE BUSINESS: I will be President of our local Rotary chapter from June 1st 2024 to May 31st 2025. I open and direct weekly meetings /POSITION: Member of Board of directors/ DUTIES: Help direct and organize weekly meetings. Help secure guest speakers. / START DATE: 6/1/2024 / HOURS DEVOTED TO BUSINESS: NA.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-29
S63	Uniform Securities Agent State Law Examination	1998-05-18

S65 Uniform Investment Adviser Law Examination

1999-03-29
S63 Uniform Securities Agent State Law Examination

1998-05-18

View on SEC IAPD