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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-10-28 |
Branch Locations
555 Belaire Avenue Suite 140, Chesapeake, VA 23320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Chesapeake | VA | 05/2011 | 10/2016 |
| Lpl Financial Llc | Chesapeake | VA | 10/2016 | Present |
| Integrated Wealth Concepts, Llc | Chesapeake | VA | 10/2016 | Present |
(1) 10/21/2016: No Business Name - Notary - Not Investment Related - 860 Greenbier Circle, ste 200, Chesapeake, VA 23320 - Start 04/01/2013 - 1 Hr/Mo; 1 Hour(s) During Securities Trading; 1% Time Spent - Notary Public (2) 10/31/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent. (3) 11/30/2016 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 10/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/30/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-23 |
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