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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-10-28
  • VA RA
    APPROVED
    Since 2016-10-28

Branch Locations

555 Belaire Avenue Suite 140, Chesapeake, VA 23320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Chesapeake VA 05/2011 10/2016
Lpl Financial Llc Chesapeake VA 10/2016 Present
Integrated Wealth Concepts, Llc Chesapeake VA 10/2016 Present
  • 05/2011 → 10/2016
    Lincoln Financial Securities Corporation
    Chesapeake, VA
  • 10/2016 → Present
    Lpl Financial Llc
    Chesapeake, VA
  • 10/2016 → Present
    Chesapeake, VA
Previous Registrations
  • 2011-05-23 → 2016-10-28
    Osaic Fa, Inc.
    Chesapeake, VA
  • 1999-01-13 → 2011-05-26
    Virginia Beach, VA
    Virginia Beach, VA
    Chesapeake, VA
Other Businesses

(1) 10/21/2016: No Business Name - Notary - Not Investment Related - 860 Greenbier Circle, ste 200, Chesapeake, VA 23320 - Start 04/01/2013 - 1 Hr/Mo; 1 Hour(s) During Securities Trading; 1% Time Spent - Notary Public (2) 10/31/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent. (3) 11/30/2016 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 10/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/30/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-21
S63 Uniform Securities Agent State Law Examination 1998-07-23
  • S65 Uniform Investment Adviser Law Examination
    1998-08-21
  • S63 Uniform Securities Agent State Law Examination
    1998-07-23
Other Names
  • Maria T Eates

View on SEC IAPD

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