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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-01-09 |
| NJ | RA | APPROVED | 2022-09-08 |
Branch Locations
1205 Westlakes Dr., Suite 290, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gallagher Benefit Services, Inc. | Princeton | NJ | 07/2007 | 03/2022 |
| Nfp Securities, Inc. | Princeton | NJ | 07/2007 | 03/2022 |
| Triad Advisors | Norcross | GA | 04/2022 | 08/2024 |
| Gallagher Fiduciary Advisors, Llc | Berwyn | PA | 04/2022 | Present |
| Osaic Wealth, Inc. | Berwyn | PA | 08/2024 | Present |
1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Client Management Leader Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Client Management Leader Start Date: 07/01/2007 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 3) Business Name: Manor Club at Fords Colony Timeshare Association Board of Directors Investment Related: No Address: Fords Colony Drive Williamsburg, VA Nature of Business: Timeshare Ownership Management Position: President Start Date: 1/1/2020 Hours per month: 1 hour Hours per month during trading hours: 0 hours Duties: Board of Directors Association.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-06 |
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