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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-09
NJ RA APPROVED 2022-09-08
  • PA RA
    APPROVED
    Since 2024-01-09
  • NJ RA
    APPROVED
    Since 2022-09-08

Branch Locations

1205 Westlakes Dr., Suite 290, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gallagher Benefit Services, Inc. Princeton NJ 07/2007 03/2022
Nfp Securities, Inc. Princeton NJ 07/2007 03/2022
Triad Advisors Norcross GA 04/2022 08/2024
Gallagher Fiduciary Advisors, Llc Berwyn PA 04/2022 Present
Osaic Wealth, Inc. Berwyn PA 08/2024 Present
  • 07/2007 → 03/2022
    Gallagher Benefit Services, Inc.
    Princeton, NJ
  • 07/2007 → 03/2022
    Nfp Securities, Inc.
    Princeton, NJ
  • 04/2022 → 08/2024
    Triad Advisors
    Norcross, GA
  • 04/2022 → Present
    Berwyn, PA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Berwyn, PA
Other Businesses

1) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Client Management Leader Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Client Management Leader Start Date: 07/01/2007 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 3) Business Name: Manor Club at Fords Colony Timeshare Association Board of Directors Investment Related: No Address: Fords Colony Drive Williamsburg, VA Nature of Business: Timeshare Ownership Management Position: President Start Date: 1/1/2020 Hours per month: 1 hour Hours per month during trading hours: 0 hours Duties: Board of Directors Association.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2002-09-06
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2002-09-06
Other Names
  • Gerry Desmond
  • Gerald E Desmond

View on SEC IAPD

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