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Kathleen Elizabeth Duffy

Apella Wealth

Mclean, VA

West Hartford, CT

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-09-08
CT RA APPROVED 2025-07-15
TX RA APPROVED 2025-07-15
  • VA RA
    APPROVED
    Since 2025-09-08
  • CT RA
    APPROVED
    Since 2025-07-15
  • TX RA
    APPROVED
    Since 2025-07-15

Branch Locations

Mclean, VA • United States

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independence Wealth Advisors Inc. Falls Church VA 01/2007 08/2025
Apella Wealth 65 Memorial Road, C340 CT 06/2025 Present
  • 01/2007 → 08/2025
    Independence Wealth Advisors Inc.
    Falls Church, VA
  • 06/2025 → Present
    Apella Wealth
    65 Memorial Road, C340, CT
Previous Registrations
  • 2007-01-05 → 2025-09-05
    Independence Wealth Advisors Inc.
    Mclean, VA
    Mclean, VA
  • 2011-05-23 → 2013-11-05
    Ifocus Financial, Llc
    Mclean, VA
  • 1998-04-20 → 2007-01-05
    Ameriprise Financial Services, Llc
    Falls Church, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-30
S63 Uniform Securities Agent State Law Examination 1998-03-26
  • S65 Uniform Investment Adviser Law Examination
    1998-03-30
  • S63 Uniform Securities Agent State Law Examination
    1998-03-26
Designations
Other Names
  • Kathy Duffy

View on SEC IAPD

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