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David Trevelyan Polak

Capital Client Group, Inc.

Los Angeles, CA

New York, NY

Greenwich, CT

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-06-20
  • CA RA
    APPROVED
    Since 2014-06-20

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

399 Park Ave., 39Th Floor, New York, NY 10022 • United States

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 07/2005 12/2019
American Funds Los Angeles CA 12/2019 02/2023
American Funds Los Angeles CA 02/2023 03/2026
Capital Group/Capital Client Group, Inc. New York NY 03/2026 Present
  • 07/2005 → 12/2019
    American Funds
    Los Angeles, CA
  • 12/2019 → 02/2023
    American Funds
    Los Angeles, CA
  • 02/2023 → 03/2026
    American Funds
    Los Angeles, CA
  • 03/2026 → Present
    Capital Group/Capital Client Group, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-20
S63 Uniform Securities Agent State Law Examination 2009-09-17
  • S65 Uniform Investment Adviser Law Examination
    2014-06-20
  • S63 Uniform Securities Agent State Law Examination
    2009-09-17
Other Names
  • David T Polak

View on SEC IAPD

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NORTHERN TRUST SECURITIES, INC.
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WEALTHSPIRE RETIREMENT ADVISORY

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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