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Stacy Lynn Thompson

Morgan Stanley

Fort Wayne, IN

Colorado Springs, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-08-07
CO RA APPROVED 2019-06-07
TX RA APPROVED 2019-06-07
  • IN RA
    APPROVED
    Since 2019-08-07
  • CO RA
    APPROVED
    Since 2019-06-07
  • TX RA
    APPROVED
    Since 2019-06-07

Branch Locations

Fort Wayne, IN • United States

121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Wayne IN 09/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Wayne IN 11/2016 06/2019
Morgan Stanley Colorado Springs CO 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-18
  • S66 Uniform Combined State Law Examination
    2004-11-18

View on SEC IAPD

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