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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-02-12 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
| FL | RA | APPROVED | 2022-06-29 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Wilmington | DE | 12/2015 | 08/2017 |
| Principal Life Insurance | Des Moines | IA | 10/2017 | 06/2022 |
| Principal Securities | Des Moines | IA | 11/2017 | 06/2022 |
| Raymond James & Associates, Inc. | Brookhaven | GA | 06/2022 | Present |
| Raymond James Financial Services Inc. | Brookhaven | GA | 01/2024 | Present |
| Raymond James Financial Services Advisors Inc. | Brookhaven | GA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-06 |
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