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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-21 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 06/2015 | 12/2017 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 12/2017 | 04/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 12/2017 | 04/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 04/2023 | 10/2025 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 04/2023 | 10/2025 |
| Ubs Financial Services Inc. | Los Angeles | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-28 |
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