Robert James Lee

Current Employers

New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-09
TX	RA	APPROVED	2022-01-28

FL RA
APPROVED

Since 2022-02-09
TX RA
APPROVED

Since 2022-01-28

Branch Locations

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

2525 Ponce De Leon Blvd, Suite 1080, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Miami	FL	07/2007	01/2022
Newedge Wealth, Llc	Stamford	CT	01/2022	Present
Newedge Securities, Inc.	Stamford	CT	01/2022	Present

07/2007 → 01/2022

Ubs Financial Services Inc

Miami, FL
01/2022 → Present

Newedge Wealth, Llc

Stamford, CT
01/2022 → Present

Newedge Securities, Inc.

Stamford, CT

Previous Registrations

2007-07-20 → 2022-02-04

Ubs Financial Services Inc.

Miami, FL
1998-04-02 → 2007-07-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Coral Gables, FL

Miami, FL

Other Businesses

1.NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours. Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 01/28/2022 2. Black Sheep Miami LLC*Yes Invest*Miami, FL*Vice President Wealth Advisor*Private investment in coffee business*Side investor*7/10/26*0 Hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-20

S66 Uniform Combined State Law Examination

2006-12-20

Other Names

Robert J Lee

View on SEC IAPD