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Mary L Cunningham

Morgan Stanley

New York, NY

Bend, OR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-14
NY RA APPROVED 2021-07-06
CT RA APPROVED 2021-07-01
OR RA APPROVED 2021-07-01
  • TX RA
    APPROVED_RES
    Since 2022-04-14
  • NY RA
    APPROVED
    Since 2021-07-06
  • CT RA
    APPROVED
    Since 2021-07-01
  • OR RA
    APPROVED
    Since 2021-07-01

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

705 Sw Bonnett Way Suite 1200, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Investment Management New York NY 05/2014 10/2016
Voya Financial Advisors, Inc. New York NY 10/2016 06/2021
Morgan Stanley Smith Barney Llc New York NY 06/2021 Present
  • 05/2014 → 10/2016
    Voya Investment Management
    New York, NY
  • 10/2016 → 06/2021
    Voya Financial Advisors, Inc.
    New York, NY
  • 06/2021 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-20
S63 Uniform Securities Agent State Law Examination 2000-09-15
  • S65 Uniform Investment Adviser Law Examination
    2011-10-20
  • S63 Uniform Securities Agent State Law Examination
    2000-09-15
Other Names
  • Lynn Cunningham
  • Marylynn Cunningham
  • Mary Lynn Cunningham

View on SEC IAPD

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