Karen Julene Cameron

Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-11-23

FL RA
APPROVED

Since 2016-11-23

Branch Locations

Tequesta, FL • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northern Trust Securities, Inc.	North Palm Beach	FL	05/2016	Present

05/2016 → Present

Northern Trust Securities, Inc.

North Palm Beach, FL

Previous Registrations

2007-08-13 → 2011-07-28

Janney Montgomery Scott Llc

Palm Beach Gardens, FL
2007-08-02 → 2007-08-21

Ubs Financial Services Inc.

Palm Beach Gardens, FL
2005-05-02 → 2006-10-18

Morgan Keegan & Company, Llc

Palm Beach, FL

Jupiter, FL
2003-05-28 → 2005-05-02

Morgan Stanley Dw Inc.

N. Palm Bch., FL
1998-10-27 → 2003-06-03

Ubs Financial Services Inc.

North Palm Beac, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-28
S63	Uniform Securities Agent State Law Examination	2014-07-05
S65	Uniform Investment Adviser Law Examination	1998-10-30

S66 Uniform Combined State Law Examination

2016-10-28
S63 Uniform Securities Agent State Law Examination

2014-07-05
S65 Uniform Investment Adviser Law Examination

1998-10-30

Other Names

Karen Galloway
Karen Hatfield
Karen Julene White
Karen J Cameron
Karen Julene Gilley

View on SEC IAPD