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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-11-20 |
Branch Locations
The Arrington Building 1802 Bayberry Court - Suite 200, Richmond, VA 23226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 01/2015 | 11/2019 |
| Bank Of America, N.A. | Richmond | VA | 03/2015 | 11/2019 |
| Oppenheimer & Co Inc | Richmond | VA | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
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