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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-09
TX RA APPROVED_RES 2019-02-08
  • FL RA
    APPROVED
    Since 2021-11-09
  • TX RA
    APPROVED_RES
    Since 2019-02-08

Branch Locations

Mashpee, MA • United States

Bonita Springs, FL • United States

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 10/2008 10/2018
Rbc Capital Markets, Llc. Boston MA 10/2018 Present
City National Bank Boston MA 09/2019 Present
  • 10/2008 → 10/2018
    Ubs Financial Services Inc
    Boston, MA
  • 10/2018 → Present
    Boston, MA
  • 09/2019 → Present
    City National Bank
    Boston, MA
Other Businesses

(1) Name of Entity: Marriage Is About Love, Divorce is About Money Non-Investment related Address of Entity: Nature of OBA: book Position/Title/Relationship: Owner - Active Start Date: 02/03/23 Time devoted: 5 hours: 5 hours during securities trading hours Duties: As author, I will promote the book for the purposes of the dissemination of information. (2) NAME OF ENTITY: Investment News magazine/Key Media ADDRESS: James Burton 317 Adelaide Street West, Suite 910 Toronto, Ontario M5V 1P9 - 3190 S Vaughn Way, Suite 550, Aurora, Colorado 80014 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: industry magazine START DATE: 02.05.24 CAPACITY: Other - contributing writer DUTIES: I will provide an article about divorce (from my book) once a month to be included in their magazine HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Babson College ADDRESS: 231 Forest St. Wellesley, MA 02457 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: College START DATE: 08/27/2024 CAPACITY: Educator DUTIES: Teach a freshman Business Law class, twice per week. I will not be an employee of the college. I will be a part time, visiting teacher. HOURS DEVOTED PER MONTH: 1-4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-06
S63 Uniform Securities Agent State Law Examination 1998-05-01
  • S65 Uniform Investment Adviser Law Examination
    2021-11-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-01
Other Names
  • Gabrielle Cagsiano

View on SEC IAPD

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