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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-19 |
| IL | RA | APPROVED | 2010-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lagrange | IL | 11/2010 | Present |
1. 11/24/2010 - Family Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 02/27/2014 - VGI FAMILY WEALTH STRATEGIES - FOR ACCOUNTING PURPOSES ONLY - FOR TAX AND ACCOUNTING PURPOSES - TIME SPENT 5%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
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