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Vincent Kin Ming Chan

Eagle Strategies LLC

Los Angeles, CA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-26
  • CA RA
    APPROVED
    Since 2021-04-26

Branch Locations

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Los Angeles CA 12/2017 Present
New York Life Insurance Co. Los Angeles CA 10/2017 Present
In-Home Support Svs, Dept Of Ss Los Angeles CA 07/2017 Present
Ares Management Llc Culver City CA 04/2009 09/2017
Ucla Anderson School Of Management Los Angeles CA 08/2014 06/2017
Eagle Strategies Llc Los Angeles CA 04/2021 Present
  • 12/2017 → Present
    Nylife Securities Llc
    Los Angeles, CA
  • 10/2017 → Present
    New York Life Insurance Co.
    Los Angeles, CA
  • 07/2017 → Present
    In-Home Support Svs, Dept Of Ss
    Los Angeles, CA
  • 04/2009 → 09/2017
    Ares Management Llc
    Culver City, CA
  • 08/2014 → 06/2017
    Ucla Anderson School Of Management
    Los Angeles, CA
  • 04/2021 → Present
    Los Angeles, CA
Other Businesses

[Rental property; condo; 11550 Nebraska Ave. #213 Los Angeles, CA 90025; Owner; since 09/2008; 1 hour per month;collect rent from tenants] [IHSS (In-Home Support Services); Employee; 2661 Butler Avenue, Los Angeles, CA 90064; provides assistance to mother with meals, cleaning, grocery, and medications; since 07/2017; 45 hours per month] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS through Covered California and Cavalier Associates and Midland National; 2661 Butler Avenue, Los Angeles, CA 90064; Start Date 01/2021; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 2 hours per month during securities trading hours] [iPro Insurance Professionals; Provide individual health/dental/vision insurance; 101 N Orange Ave D, West Covina, CA 91790; Start Date 08/2022; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [Delta Dental; Provide individual dental and vision insurance for clients; 2661 Butler Avenue, Los Angeles, CA 90064; Start Date 07/2022; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-28
S63 Uniform Securities Agent State Law Examination 2018-01-30
  • S65 Uniform Investment Adviser Law Examination
    2020-11-28
  • S63 Uniform Securities Agent State Law Examination
    2018-01-30
Other Names
  • Kin Ming Chan

View on SEC IAPD

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