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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Los Angeles | CA | 12/2017 | Present |
| New York Life Insurance Co. | Los Angeles | CA | 10/2017 | Present |
| In-Home Support Svs, Dept Of Ss | Los Angeles | CA | 07/2017 | Present |
| Ares Management Llc | Culver City | CA | 04/2009 | 09/2017 |
| Ucla Anderson School Of Management | Los Angeles | CA | 08/2014 | 06/2017 |
| Eagle Strategies Llc | Los Angeles | CA | 04/2021 | Present |
[Rental property; condo; 11550 Nebraska Ave. #213 Los Angeles, CA 90025; Owner; since 09/2008; 1 hour per month;collect rent from tenants] [IHSS (In-Home Support Services); Employee; 2661 Butler Avenue, Los Angeles, CA 90064; provides assistance to mother with meals, cleaning, grocery, and medications; since 07/2017; 45 hours per month] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS through Covered California and Cavalier Associates and Midland National; 2661 Butler Avenue, Los Angeles, CA 90064; Start Date 01/2021; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 2 hours per month during securities trading hours] [iPro Insurance Professionals; Provide individual health/dental/vision insurance; 101 N Orange Ave D, West Covina, CA 91790; Start Date 08/2022; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [Delta Dental; Provide individual dental and vision insurance for clients; 2661 Butler Avenue, Los Angeles, CA 90064; Start Date 07/2022; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-30 |
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