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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-18 |
| NC | RA | APPROVED | 2024-10-31 |
| TX | RA | APPROVED | 2023-07-26 |
| IA | RA | APPROVED | 2023-06-23 |
| DC | RA | APPROVED | 2021-03-02 |
| MA | RA | APPROVED | 2021-03-02 |
| PA | RA | APPROVED | 2021-02-24 |
| FL | RA | APPROVED | 2018-03-08 |
| DE | RA | APPROVED | 2017-03-06 |
| IL | RA | APPROVED | 2017-03-01 |
| MD | RA | APPROVED | 2017-02-22 |
| VA | RA | APPROVED | 2017-02-22 |
Branch Locations
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Baltimore | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Baltimore | MD | 11/2016 | 02/2017 |
| Td Bank, N.A. | Vienna | VA | 02/2017 | Present |
| Td Private Client Wealth Llc | Calverton | MD | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-27 |
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