Juan Carlos Rodriguez

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-10-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	Paramus	NJ	11/2011	12/2017
Fidelity Brokerage Services Llc	Paramus	NJ	11/2011	12/2017
Strategic Advisers, Inc.	Paramus	NJ	12/2011	12/2017
Tiaa	Roseland	NJ	12/2017	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Roseland	NJ	12/2017	11/2020
Charles Schwab & Co., Inc.	Paramus	NJ	08/2021	Present
Charles Schwab Bank, Ssb	Paramus	NJ	08/2021	Present
Unemployed	Lyndhurst	NJ	11/2020	07/2021

11/2011 → 12/2017

Fidelity Investments

Paramus, NJ
11/2011 → 12/2017

Fidelity Brokerage Services Llc

Paramus, NJ
12/2011 → 12/2017

Strategic Advisers, Inc.

Paramus, NJ
12/2017 → 11/2020

Tiaa

Roseland, NJ
12/2017 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Roseland, NJ
08/2021 → Present

Charles Schwab & Co., Inc.

Paramus, NJ
08/2021 → Present

Charles Schwab Bank, Ssb

Paramus, NJ
11/2020 → 07/2021

Unemployed

Lyndhurst, NJ

2018-01-09 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Roseland, NJ
2011-12-23 → 2018-01-02

Strategic Advisers Llc

Wayne, NJ
2004-06-25 → 2011-11-08

Pnc Wealth Management Llc

East Orange, NJ

Cranford, NJ

Newark, NJ

Newark, NJ

South Orange, NJ

Newark, NJ

Newark, NJ

Elizabeth, NJ

Newark, NJ

Union, NJ

Plainfield, NJ

Kenilworth, NJ

Green Brook, NJ
2004-03-22 → 2004-06-17

Wamu Investments, Inc.

Bayonne, NJ
2004-01-22 → 2004-03-19

Pnc Wealth Management Llc

West Orange, NJ

1) Rental | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner of two family home|12/1/2014||0|This two family home is my primary residence.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-09