Kirk Shotaro Okumura

Current Employers

Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-01-14
PA	RA	APPROVED	2025-01-14

CT RA
APPROVED

Since 2025-01-14
PA RA
APPROVED

Since 2025-01-14

Branch Locations

1205 Westlakes Drive Suite 370, Berwyn, PA 19312 • United States

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The American College Of Financial Services	King Of Prussia	PA	04/2016	12/2024
Apella Wealth	65 Memorial Road, C340	CT	01/2025	Present

04/2016 → 12/2024

The American College Of Financial Services

King Of Prussia, PA
01/2025 → Present

Apella Wealth

65 Memorial Road, C340, CT

Previous Registrations

2012-01-23 → 2016-11-02

Hoey Investments, Inc.

Coatesville, PA

Other Businesses

DBA Kirk Okumura, 1003 Stirling St, Coatesville PA 19320. Business is not investment related. I am serving as a peer reviewer for academic content and as an adjunct instructor for the Financial Services Certified Professional (FSCP) program with The American College of Financial Services. Started on 1/1/205. Approximately 20 hours/month all occurring outside of trading hours. Duties involve answering student questions to course work. I am an independent contractor.