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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-04 |
| FL | RA | APPROVED | 2017-09-19 |
| VA | RA | APPROVED | 2017-06-26 |
Branch Locations
7380 Manatee Ave W, Bradenton, FL 34209 • United States
1700 59Th St W, Bradenton, FL 34209 • United States
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
1815 Lakewood Ranch Blvd, Bradenton, FL 34211 • United States
8595 S Tamiami Trail, Sarasota, FL 34238 • United States
7112 Us Hwy 301 N, Ellenton, FL 34222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investment Services Llc | Bethesda | MD | 05/2010 | 06/2017 |
| Capital One Sharebuilder, Inc. | Mclean | VA | 01/2015 | 06/2017 |
| Sharebuilder 401K | Seattle | WA | 01/2015 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Sarasota | FL | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-22 |
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