Steven Anthony Filiaci

Sanctuary Advisors, LLC

Short Hills, NJ

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Current Employers

Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-06-13

NJ RA
APPROVED

Since 2022-06-13

Branch Locations

51 Jfk Parkway Suite 110, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Summit	NJ	01/2013	06/2022
Bank Of America, N.A.	Summit	NJ	01/2013	06/2022
Sanctuary Securities, Inc.	Short Hills	NJ	06/2022	Present
Sanctuary Advisors, Llc	Short Hills	NJ	06/2022	Present

01/2013 → 06/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Summit, NJ
01/2013 → 06/2022

Bank Of America, N.A.

Summit, NJ
06/2022 → Present

Sanctuary Securities, Inc.

Short Hills, NJ
06/2022 → Present

Sanctuary Advisors, Llc

Short Hills, NJ

Previous Registrations

2013-01-10 → 2022-06-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Summit, NJ
2009-06-01 → 2013-02-01

Morgan Stanley

Short Hills, NJ
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Short Hills, NJ
2006-09-08 → 2007-04-02

Morgan Stanley Dw Inc.

Short Hills, NJ
2004-04-12 → 2006-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Florham Park, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-16

S66 Uniform Combined State Law Examination

2000-10-16

Other Names

Steve Filiaci

View on SEC IAPD

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Other Investors

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DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ

RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ

J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

DORCHESTER ADVISORS LLC · SHORT HILLS, NJ

ESTEE ADVISORS LLC · SHORT HILLS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ

UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ

TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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