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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mineola Community Bank | Mineola | TX | 01/1998 | 10/2017 |
| Investment Centers Of America | Mineola | TX | 03/2010 | 09/2017 |
| Lpl Financial Llc | Alba | TX | 06/2026 | Present |
| Hilltop Securities Inc. | Dallas | TX | 09/2017 | 06/2026 |
1- 06/01/2026 - John A Pegues - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 07/01/1974 - 3 hours per month/ 0 hours during trading 2- 06/01/2026 - Golden Administration Services LLC -Business Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 0 hours per month/ 0 hours during trading 3- 06/01/2026 - Tony Pegues Insurance & Financial Services -DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/30/2018 - 160 hours per month/ 160 hours during trading 4- 06/01/2026 - John A Pegues -Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 11/30/2018 - 20 hours per month/ 0 hours during trading 5- 07/14/2026 - Tony Pegues Insurance & Financial Services -Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/10/2026 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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