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John Anthony Pegues

LPl Financial LLC

Alba, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-01

Branch Locations

Alba, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mineola Community Bank Mineola TX 01/1998 10/2017
Investment Centers Of America Mineola TX 03/2010 09/2017
Lpl Financial Llc Alba TX 06/2026 Present
Hilltop Securities Inc. Dallas TX 09/2017 06/2026
  • 01/1998 → 10/2017
    Mineola Community Bank
    Mineola, TX
  • 03/2010 → 09/2017
    Investment Centers Of America
    Mineola, TX
  • 06/2026 → Present
    Alba, TX
  • 09/2017 → 06/2026
    Hilltop Securities Inc.
    Dallas, TX
Previous Registrations
  • 2017-10-06 → 2026-06-01
    Alba, TX
    Dallas, TX
  • 2010-03-31 → 2017-10-06
    Investment Centers Of America, Inc.
    Grand Saline, TX
    Winnsboro, TX
    Mineola, TX
    Bismarck, ND
    Mineola, TX
  • 2008-01-14 → 2010-04-07
    Investment Professionals, Inc.
    San Antonio, TX
    Mineola, TX
Other Businesses

1- 06/01/2026 - John A Pegues - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 07/01/1974 - 3 hours per month/ 0 hours during trading 2- 06/01/2026 - Golden Administration Services LLC -Business Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 0 hours per month/ 0 hours during trading 3- 06/01/2026 - Tony Pegues Insurance & Financial Services -DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/30/2018 - 160 hours per month/ 160 hours during trading 4- 06/01/2026 - John A Pegues -Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 11/30/2018 - 20 hours per month/ 0 hours during trading 5- 07/14/2026 - Tony Pegues Insurance & Financial Services -Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/10/2026 - 10 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-12
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S66 Uniform Combined State Law Examination
    2008-01-12
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31
Other Names
  • Tony Pegues

View on SEC IAPD

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