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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-09-11
PA RA APPROVED 2020-08-28
LA RA APPROVED 2020-08-05
TX RA APPROVED 2020-07-31
  • CO RA
    APPROVED
    Since 2020-09-11
  • PA RA
    APPROVED
    Since 2020-08-28
  • LA RA
    APPROVED
    Since 2020-08-05
  • TX RA
    APPROVED
    Since 2020-07-31

Branch Locations

Houston, TX • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Houston TX 07/2007 07/2020
Centaurus Financial Inc. Anaheim CA 07/2020 Present
Previous Registrations
Other Businesses

1) 401K HOMBRE INSURANCE SERVICES POSITION: CEO/Insurance Agent NATURE: INSURANCEPRODUCT LINE: FIXED ANNUITIES, FIXED LIFE INSURANCE, HEALTH INSURANCE, LONG TERM CARE INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/06/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Recommend suitable fixed insurance products to clients including fixed annuities, fixed life insurance, health insurance, long term care insurance 2) 401K HOMBRE POSITION: CEO/Investment Professional NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/06/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Comprehensive Financial Planning 3) LARYSS MUSIC & LADY BOSS LARYSS POSITION: Owner NATURE: DBA as LaRyss Music and Lady Boss LaRyss INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2015 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Market and promote recording artist LaRyss who is also my daughter 4) 401K HOMBRE LEGAL AND TAX SERVICES POSITION: CEO NATURE: Legal and Tax Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/06/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Will be hiring an attorney and CPA to perform 100% of all legal and tax services since I am not an attorney or CPA 5) 401K HOMBRE REAL ESTATE SERVICES POSITION: CEO NATURE: REAL ESTATE SALES/SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 12 START DATE: 07/25/2017 ADDRESS: 18802 N. Thomas Shore Dr., Cypress TX 77433, United States DESCRIPTION: Will act as CEO and perform all executive decisions in regards to administrative duties and marketing. Real Estate Broker/Realtor will conduct all sales on a contractual basis with 401k HOMBRE Real Estate Services. I, Abel Olivares, will not conduct any real estate sales until I have realtor license. 6) 401k Hombre Insurance Services, non-investment related, 18802 N. Thomas Shore Drive, Cypress, TX 77433, sell home owners insurance, auto insurance and commercial insurance, CEO/insurance agent, since 5/12/2021, devoted time is 4 hours a month, obtain insurance policy declarations pages from potential clients and forward that information to CGM Risk Management Solutions along with CGM coverage request forms; forward and present insurance quotes to potential clients then complete required forms should potential client decide to purchase insurance and forward completed forms to CGM, liason between client and CGM. 7. ABEL L. OLIVARES POSITION: Landlord NATURE: Real Estate; Leasing residential property(s) to tenants INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2024 ADDRESS: 2651 Kipling St., Apt. #3001, Houston TX 77098, United States DESCRIPTION: Landlord of residential property(s) leased to tenants

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-07
  • S63 Uniform Securities Agent State Law Examination
    1998-05-07

View on SEC IAPD

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