Best Investors Account Sign in

Jason Peretson

Wells Fargo Clearing Services, LLC

Princeton, NJ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-05-27
TX RA APPROVED_RES 2020-09-01
CA RA APPROVED 2003-07-01
  • NJ RA
    APPROVED
    Since 2021-05-27
  • TX RA
    APPROVED_RES
    Since 2020-09-01
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 1998-12-08 → 2003-07-01
    Prudential Equity Group, Llc
    San Diego, CA
Other Businesses

EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; NEW JERSEY; START DATE 5/2020; 5 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-30
S63 Uniform Securities Agent State Law Examination 1998-04-16
  • S65 Uniform Investment Adviser Law Examination
    1998-10-30
  • S63 Uniform Securities Agent State Law Examination
    1998-04-16
Other Names
  • Yogi Peretson

View on SEC IAPD

More in Princeton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor