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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-02-25 |
| WA | RA | APPROVED | 2004-01-29 |
Branch Locations
11711 Se 8Th Street Ste 201, Bellevue, WA 98005 • United States
Woodinville, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | Seattle | WA | 07/2002 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
MUTUAL OF OMAHA POSITION: Producer NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 3300 Mutual Of Omaha Plaza, Omaha NE 68175, United States DESCRIPTION: I have no duties SAMUEL M. CAPPS AND KRISTIN E. CAPPS POSITION: Owner of property NATURE: This is a second home my wife and I own. My parents live in the home and pay $537.72/month while living there. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2019 ADDRESS: 130 Escondido, Boerne TX 78006, United States DESCRIPTION: My wife and I own the 2nd home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-23 |
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