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Hsiang Yu Su

Cetera Investment Advisers LLC

Los Angeles, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-12
CA RA APPROVED 2018-01-02
  • TX RA
    APPROVED_RES
    Since 2025-03-12
  • CA RA
    APPROVED
    Since 2018-01-02

Branch Locations

777 N Broadway, Los Angeles, CA 90012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalink Securities, Inc. Arcadia CA 06/2015 12/2017
Transglobal Advisory, Llc Pasadena CA 03/2017 12/2017
Cetera Investment Services Llc St Cloud MN 01/2018 Present
Cetera Investment Advisers Llc San Gabriel CA 01/2018 Present
Cathay Bank San Gabriel CA 12/2017 Present
  • 06/2015 → 12/2017
    Globalink Securities, Inc.
    Arcadia, CA
  • 03/2017 → 12/2017
    Transglobal Advisory, Llc
    Pasadena, CA
  • 01/2018 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2018 → Present
    Cetera Investment Advisers Llc
    San Gabriel, CA
  • 12/2017 → Present
    Cathay Bank
    San Gabriel, CA
Previous Registrations
Other Businesses

SALES MANAGER FOR CATHAY BANK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-20
S63 Uniform Securities Agent State Law Examination 2000-06-30
  • S66 Uniform Combined State Law Examination
    2015-03-20
  • S63 Uniform Securities Agent State Law Examination
    2000-06-30
Other Names
  • Gillian Su

View on SEC IAPD

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Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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