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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-08 |
| TX | RA | APPROVED | 2024-05-08 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 08/2004 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 08/1997 | Present |
Entity Name: Blue Ribbon Investment related: No "Address: https://www.musiccenter.org/giving-memberships/giving-memberships/the-blue-ribbon/ 135 N. Grand Avenue Los Angeles, CA 90012" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 07/19/2023 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Blue Ribbon is The Music Center's premier women's support organization, committed to arts education, volunteerism and financial patronage for over 50 years. I sit on the Executive Committee and my responsibilities are not similar to my JPMC role Entity Name: The Center on Philanthropy & Public Policy at the University of Southern California. Investment related: N Address: University of Southern California Los Angeles, California 90089-0626 www.usc.edu/philanthropy Nature of the other business: University Position/Title/Relationship: Board of Directors Member Start Date: 03/15/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 1-2 hours/ month during trading Briefly describe your duties: Partner with philanthropists, foundations, nonprofits, and others in their efforts to promote more effective philanthropy and strengthen the nonprofit sector to advance public problem-solving.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-24 |
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