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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-01 |
| IL | RA | APPROVED | 2020-01-10 |
| TX | RA | APPROVED_RES | 2020-01-10 |
Branch Locations
312 County Rd. 545 N, Marquette, MI 49855 • United States
307 N Michigan Ave. Ste. 820, Chicago, IL 60601 • United States
West Chicago, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Investment Corp. | Chicago | IL | 08/2008 | 01/2018 |
| Uhlmann Price Securities, Llc | Chicago | IL | 01/2018 | 01/2020 |
| Uhlmann Investment Management, L.L.C. | Chicago | IL | 01/2018 | 01/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/15/20. 2) GRANT PARK ADVISORS LLC, 307 N Michigan Ave., Ste. 820, Chicago, Chicago IL 60601, United States, 01/15/2020, IAR, DBA Name, INV REL, 160HR/MO-120/TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-11-27 |
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