Chadwic Joseph Sarsfield

Current Employers

Employment History

• 06/2016 → 11/2018
  Signator Investors Inc
  Cedar Rapids, IA
• 06/2016 → 02/2022
  Strellner Agency Group
  Cedar Rapids, IA
• 11/2018 → 02/2022
  Royal Alliance Associates, Inc.
  Cedar Rapids, IA
• 02/2022 → 07/2026
  Ameriprise Financial Services, Llc
  Cedar Rapids, IA
• 07/2026 → Present
  Osaic Wealth Inc
  Cedar Rapids, IA

Previous Registrations

• 2022-02-25 → 2026-07-20
  Ameriprise Financial Services, Llc
  Cedar Rapids, IA
  Cedar Rapids, IA
• 2018-11-02 → 2022-03-01
  Osaic Wealth, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2016-07-07 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2008-01-14 → 2016-07-08
  Ameritas Investment Company, Llc
  Lincoln, NE
  Cedar Rapids, IA
  Cedar Rapids, IA
  Iowa City, IA
• 2006-08-21 → 2008-01-03
  National Planning Corporation
  Cedar Rapids, IA

Other Businesses

Business Ownership; Sarsfield Financial Services, Inc; S-Corp supply payroll to CPA firm, keep books, and file corporate tax return; S-Corp for running business; 4101 Glass Road Northeast, , Cedar Rapids, IA, 52402; Not Investment-Related; 09/12/2005; 1 to 9 hours per month; 1 to 9 during trading hours / SB Capital Management, LLC; Member; marketing name, DBA; 4101 Glass Road Northeast, , Cedar Rapids, IA, 52402; Not Investment-Related; 04/19/2022; 1 to 9 hours per month; 0 during trading hours SARSFIELD PROPERTIES, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2022 ADDRESS: 4101 Glass Rd NE, Cedar Rapids IA 52402, United States DESCRIPTION: My wife and I are 50/50 partners on the building that our office is located at.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-14
• S63 Uniform Securities Agent State Law Examination
  1998-03-03

Other Names

• Chad Sarsfield