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Current Employers
Canaccord Genuity Wealth Management (Usa) Inc.

1133 Melville Street Suite 1100, Vancouver, Bc V6E 4E5 • Canada

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-09-21
  • CO RA
    APPROVED
    Since 2016-09-21

Branch Locations

1133 Melville Street Suite 1100, Vancouver V6E 4E5 • CANADA

2100 - 40 Temperance Street, Toronto M5H 0B4 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canaccord Capital Corporation Toronto 07/2002 Present
  • 07/2002 → Present
    Canaccord Capital Corporation
    Toronto
Other Businesses

CANACCORD GENUITY CORP INVESTMENT RELATED 1200 - 1133 Melville Street Vancouver, BC V6E4E5 CANADIAN BROKER DEALER REGISTERED REPRESENTATIVE OPTIONS (RETAIL) 07/08/2002 40 HRS PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-26
S63 Uniform Securities Agent State Law Examination 2003-03-06
  • S65 Uniform Investment Adviser Law Examination
    2016-01-26
  • S63 Uniform Securities Agent State Law Examination
    2003-03-06

View on SEC IAPD

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