Joseph Webster Peters

Current Employers

Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-11-24
TX	RA	APPROVED	2021-11-24

OH RA
APPROVED

Since 2021-11-24
TX RA
APPROVED

Since 2021-11-24

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

6041 Montgomery Rd, Cincinnati, OH 45213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Cincinnati	OH	03/2012	11/2021
Nwam, Llc Dba Northwest Asset Management	Mercer Island	WA	11/2021	Present
Brew Ventures, Llc	Cincinnati	OH	02/2013	Present

03/2012 → 11/2021

Ubs Financial Services Inc.

Cincinnati, OH
11/2021 → Present

Nwam, Llc Dba Northwest Asset Management

Mercer Island, WA
02/2013 → Present

Brew Ventures, Llc

Cincinnati, OH

Previous Registrations

2023-07-05 → 2023-12-04

Roan Mountain Financial

Cincinnati, OH
2012-03-16 → 2021-12-16

Ubs Financial Services Inc.

Cincinnati, OH
1999-06-28 → 2012-03-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Cincinnati, OH

Other Businesses

Brew Ventures, LLC; not investment-related; 6041 Montgomery Rd, Cincinnati, OH 45213; coffee shop; Owner; 2013; 10 hours per month, 0 hours during security trading hours;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-04-30

S66 Uniform Combined State Law Examination

1998-04-30

Other Names

Joe W Peters
Joe Webster Peters

View on SEC IAPD