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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-25
NH RA APPROVED 2009-09-25
  • NC RA
    APPROVED
    Since 2025-07-25
  • NH RA
    APPROVED
    Since 2009-09-25

Branch Locations

Manchester, NH • United States

46 S River Rd, Bedford, NH 03110 • United States

13135 Dairy Ashford Rd Global Human Resources- The Academy, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner&Smith Inc. Bedford NH 09/2009 Present
Bank Of America , N. A. Bedford NH 09/2009 Present
  • 09/2009 → Present
    Merrill Lynch, Pierce, Fenner&Smith Inc.
    Bedford, NH
  • 09/2009 → Present
    Bank Of America , N. A.
    Bedford, NH
Previous Registrations
Other Businesses

I*500282For profit or not for profit: Name of outside business organization: Vacation/rental propertyInvestment related: NAddress of business: Corolla, North Carolina, 27927Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/20/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*2892271 Entity Type: Charitable Name of OBA: James Madison University Parents council Address:Harrisonburg Virginia Investment Related:No Position, Title, Association:Committee Start Date:09/26/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:The JMU Parents Council, established in 1978, is a group of about 200 members that allows parents and guardians to engage with university programs and activities. Members serve while their students are enrolled and act as a bridge between families and the university, offering input on parent-related initiatives and advocating for JMU. Assisting/hosting of First-Year Send Off events, Attending spring and fall meetings and participate in informative group presentations and break-out sessions to learn about and discuss various aspects of university life including academics, enrollment, finance and physical development, resource development and student life.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1998-04-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1998-04-20
Other Names
  • Natasa S Crnilovic

View on SEC IAPD

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