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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-25 |
| NH | RA | APPROVED | 2009-09-25 |
Branch Locations
Manchester, NH • United States
46 S River Rd, Bedford, NH 03110 • United States
13135 Dairy Ashford Rd Global Human Resources- The Academy, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner&Smith Inc. | Bedford | NH | 09/2009 | Present |
| Bank Of America , N. A. | Bedford | NH | 09/2009 | Present |
I*500282For profit or not for profit: Name of outside business organization: Vacation/rental propertyInvestment related: NAddress of business: Corolla, North Carolina, 27927Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/20/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*2892271 Entity Type: Charitable Name of OBA: James Madison University Parents council Address:Harrisonburg Virginia Investment Related:No Position, Title, Association:Committee Start Date:09/26/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:The JMU Parents Council, established in 1978, is a group of about 200 members that allows parents and guardians to engage with university programs and activities. Members serve while their students are enrolled and act as a bridge between families and the university, offering input on parent-related initiatives and advocating for JMU. Assisting/hosting of First-Year Send Off events, Attending spring and fall meetings and participate in informative group presentations and break-out sessions to learn about and discuss various aspects of university life including academics, enrollment, finance and physical development, resource development and student life.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-20 |
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