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Scott Alan Devens

Devens Wealth Management

Newport Beach, CA

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Current Employers
Devens Wealth Management

Newport Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-08
  • CA RA
    APPROVED
    Since 2025-12-08

Branch Locations

Newport Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 09/1999 12/2024
Bank Of America, N.A. Brea CA 06/2011 12/2024
Devens Wealth Management Llc Newport Beach FL 08/2025 Present
Retired Newport Beach CA 01/2025 08/2025
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-01
S63 Uniform Securities Agent State Law Examination 1998-03-26
  • S65 Uniform Investment Adviser Law Examination
    2000-05-01
  • S63 Uniform Securities Agent State Law Examination
    1998-03-26

View on SEC IAPD

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