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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-02-01 |
Branch Locations
Neoh Osj - Mentor 7800 Reynolds Avenue, Mentor, OH 44060 • United States
Home Office Ops Osj - 41 South High 41 South High Street, 4Th Floor, Columbus, OH 43215 • United States
Madison, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chardon | OH | 09/2013 | Present |
| The Huntington Investment Company | Mentor | OH | 02/2017 | Present |
MADISON YOUTH BASEBALL & FASTPITCH SOFTBALLDISON OH 44057 POSITION: Head of Field Maintenance NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 1747 Hubbard Rd, Madison OH 44057, United States DESCRIPTION: Youth baseball and softball league consisting of 300 kids, 75 coaches and a board of 8 volunteers NAME: Deepwood Industries POSITION: Board Member / Committee Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 12/1/2024 ADDRESS: 8550 Tyler Blvd. Mentor, OH 44060 DESCRIPTION: Board Member only attend board member meetings and events.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-24 |
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