Miste Lee Cliadakis

Current Employers

Altum Wealth Advisors

1074 E. Ave. Suite T1, Chico, CA 95926 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-31
CA	RA	APPROVED	2019-05-17

TX RA
APPROVED

Since 2019-05-31
CA RA
APPROVED

Since 2019-05-17

Branch Locations

1074 E. Ave. Suite T1, Chico, CA 95926 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
First Allied Securities, Inc	San Diego	CA	05/2012	05/2019
First Allied Advisory Services, Inc.	Chesterfield	MO	05/2012	05/2019
Purshe Kaplan Sterling Investments	Albany	NY	05/2019	Present
Altum Wealth Advisors, Llc	Chico	CA	05/2019	Present

05/2012 → 05/2019

First Allied Securities, Inc

San Diego, CA
05/2012 → 05/2019

First Allied Advisory Services, Inc.

Chesterfield, MO
05/2019 → Present

Purshe Kaplan Sterling Investments

Albany, NY
05/2019 → Present

Altum Wealth Advisors, Llc

Chico, CA

Previous Registrations

2012-05-21 → 2019-06-03

First Allied Advisory Services, Inc.

San Diego, CA

Chico, CA

San Francisco, CA
2009-01-02 → 2012-04-16

Raymond James Financial Services Advisors, Inc

Chico, CA
2007-07-25 → 2009-01-02

Raymond James Financial Services, Inc.

Chico, CA

Roseville, CA

Other Businesses

1. Altum Wealth Advisors. Investment Related. 1074 East Avenue, Suite T1, Chico CA 95926. RIA. Partner. Start 5/2019. 100 hours per month all during trading. Offer advisory services for fee. 2. Bay Cliadakis & Associates. Investment Related. 1074 East Avenue, Suite T1, Chico CA 95926. LLC. Partner. Start 5/2012. 160 hours per month all during trading. Accounting, banking, taxes. 3. Bay Cliadakis & Associates. Not Investment Related. 1074 East Avenue, Suite T1, Chico CA 95926. IATAN number. Managing Director. Start 4/2019. 1 hour per month during trading. For use with business travel. 4. Notary Public. Not investment related. 1074 East Avenue, Suite T1, Chico CA 95926. Start 2/1997. 1 hour per month during trading. Notarize client signatures. 5. Osher Lifelong Learning Institute at CSU Chico. Not investment related. 400 W 1st Street, Chico CA 95929. Education. Volunteer Instructor. Start 1/2012. 4 hours per month, 2 during trading. Conduct classes. 6. North Valley Women's Network. Not investment related. 1074 East Avenue, Suite T1, Chico CA 95926. Networking group. Founder/Treasurer. Start 2/2018. 4 hours per month, 1 during trading. Signer on bank accounts, attend meetings. 7. FIXED INSURANCE BUSINESS. NOT INVESTMENT RELATED. LOCATED AT 1074 EAST AVE, STE T1, CHICO, CA 95926. NATURE OF BUSINESS IS NETWORKING GROUP. TITLE IS FOUNDER/TREASURER. STARTED 02/2018. 4 HRS/MO - 1 DURING TRADING. Fixed insurance services. 8. Regency Pickleball. Not Investment Related. 9850 Shadowless Trail Reno, NV 89521. Non Profit Organization. Treasurer. Start Date: 05/20/25. 1 hr/ month; none during trading hours. Collect funds for annual tournament, reimburse for tournament expenses, reconcile bank account, file tax forms annually

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-16
S63	Uniform Securities Agent State Law Examination	1999-11-16

S66 Uniform Combined State Law Examination

2007-07-16
S63 Uniform Securities Agent State Law Examination

1999-11-16

Other Names

Miste Lee Seuferer
Miste Lee Boyer
Miste Lee Boyer

View on SEC IAPD