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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-01-07 |
| TX | RA | APPROVED | 2019-12-05 |
Branch Locations
4150 S Second St Su 500, St Cloud, MN 56301-7319 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Cloud | MN | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Cloud | MN | 11/2016 | 12/2019 |
| Ubs Financial Services Inc. | St Cloud | MN | 12/2019 | Present |
JB Capital LLC/ Category - Company/ Principal Business Activity - Sole LLC to purchase a commercial real estate building/ Role - Proprietor / owner/ Duty - Owning and Maintaining a Commercial Real Estate Building./ Comp - Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-15 |
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