James Brent Gilbert

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2020-03-13
TX	RA	APPROVED	2020-03-11

NE RA
APPROVED

Since 2020-03-13
TX RA
APPROVED

Since 2020-03-11

Branch Locations

North Bend, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Omaha	NE	01/1999	03/2020
Securities America Advisors Inc	Omaha	NE	03/1999	03/2020
Securus, Inc.	Omaha	NE	03/1999	Present
Lpl Financial Llc	Omaha	NE	03/2020	Present

01/1999 → 03/2020

Securities America, Inc.

Omaha, NE
03/1999 → 03/2020

Securities America Advisors Inc

Omaha, NE
03/1999 → Present

Securus, Inc.

Omaha, NE
03/2020 → Present

Lpl Financial Llc

Omaha, NE

Previous Registrations

1999-03-05 → 2020-03-12

Securities America Advisors, Inc.

Omaha, NE

Omaha, NE

Omaha, NE

Other Businesses

1)03/03/2020 - Securus, Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/1999 - 80 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-04-14

S66 Uniform Combined State Law Examination

1998-04-14

Other Names

Brent Gilbert

View on SEC IAPD