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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NE RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

6940 O St Suite 306, Lincoln, NE 68510 • United States

16820 Frances St Ste 205, Omaha, NE 68130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stortz Financial Group Omaha NE 07/2008 Present
Voya Financial Advisors Omaha NE 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2008 → Present
    Stortz Financial Group
    Omaha, NE
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Omaha, NE
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-04-04 → 2021-06-09
    Des Moines, IA
    Overland Park, KS
    Red Oak, IA
    Lincoln, NE
    Omaha, NE
    Des Moines, IA
    Windsor, CT
    West Des Moines, IA
Other Businesses

NAME OF ENTITY:BROOKSTONE DEVELOPMENT, LLC/dba BROOKSTONE HOMES; No; 16820 FRANCES ST STE 205; OMAHA; NE; 68130; RENTAL PROPERTIES; OWNER; 9/1/2017; 15; 0; MANAGE RENTAL PROPERTIES,NEW HOME BUILDINGS, DEVELOPMENT OPPORTUNITIES.|NAME OF ENTITY:LUCKY B PROPERTIES, LLC; No; 16820 FRANCES ST STE 205; OMAHA; NE; 68130; REAL ESTATE; CO-OWNER; 3/8/2018; 10; 0; MANAGE AND MAINTAIN PROPERTIES.|NAME OF ENTITY:MIDWEST SPORTS ASSOCIATION, LLC/NEBRASKA SHOCKWAVE; No; 16820 FRANCES ST STE 205; OMAHA; NE; 68130; SOFTBALL/BASEBALL ASSOCIATION; CO-OWNER; 9/1/2017; 10; 0; MANAGING MEMBER-COACH|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 16820 FRANCES ST STE 205; OMAHA; NE; 68130; FIXED INSURANCE SALES; Independent Insurance Agent; 10/22/2014; 10; 5; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Stortz Management Company, Inc. DBA Stortz Financial Group; Yes; 16820 FRANCES ST STE 205; OMAHA; NE; 68130; FINANCIAL SERVICES/DBA; owner; 6/26/2008; 160; 160; SELL FIXED INSURANCE,INVESTMENT AND SECURITIES PRODUCTS.|NAME OF ENTITY:Nebraska Venom, LLC; No; 16820 Frances St., STE 205; Omaha; NE; 68130; Softball Association; President; 10/16/2020; 4; 0; Organize and run a Girl's Fast Pitch Softball Association|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S65 Uniform Investment Adviser Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27

View on SEC IAPD

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