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Raymond Gregory Conboy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-15
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2009 Present
Bank Of America, N.A. Los Angeles CA 05/2011 Present
Previous Registrations
  • 2003-05-16 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 1998-06-12 → 2003-05-23
    Prudential Equity Group, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-09
S63 Uniform Securities Agent State Law Examination 1998-04-21
  • S65 Uniform Investment Adviser Law Examination
    1998-05-09
  • S63 Uniform Securities Agent State Law Examination
    1998-04-21

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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