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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-08-30
OK RA APPROVED 2004-01-26
  • TX RA
    APPROVED_RES
    Since 2007-08-30
  • OK RA
    APPROVED
    Since 2004-01-26

Branch Locations

2431 East 61St Street 8Th Floor, Tulsa, OK 74136 • United States

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tulsa OK 01/1998 Present
Previous Registrations
Other Businesses

1. Michael Miller, FayettevilleAr United States-72703, rental property, Real Estate, Proprietor / owner, Owner of rental property, start date-4/15/2025, Investment related-Yes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-27
S63 Uniform Securities Agent State Law Examination 1998-04-15
  • S65 Uniform Investment Adviser Law Examination
    1998-04-27
  • S63 Uniform Securities Agent State Law Examination
    1998-04-15
Other Names
  • Mike Miller

View on SEC IAPD

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