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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-08-30 |
| OK | RA | APPROVED | 2004-01-26 |
Branch Locations
2431 East 61St Street 8Th Floor, Tulsa, OK 74136 • United States
6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tulsa | OK | 01/1998 | Present |
1. Michael Miller, FayettevilleAr United States-72703, rental property, Real Estate, Proprietor / owner, Owner of rental property, start date-4/15/2025, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-15 |
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