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Mark John Marroni

Osaic Wealth, Inc.

Andover, MA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-11-02
IN RA APPROVED 2018-11-02
ME RA APPROVED 2018-11-02
MA RA APPROVED 2018-11-02
NH RA APPROVED 2018-11-02
OR RA APPROVED 2018-11-02
PA RA APPROVED 2018-11-02
RI RA APPROVED 2018-11-02
VA RA APPROVED 2018-11-02
WA RA APPROVED 2018-11-02
  • CO RA
    APPROVED
    Since 2018-11-02
  • IN RA
    APPROVED
    Since 2018-11-02
  • ME RA
    APPROVED
    Since 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02
  • NH RA
    APPROVED
    Since 2018-11-02
  • OR RA
    APPROVED
    Since 2018-11-02
  • PA RA
    APPROVED
    Since 2018-11-02
  • RI RA
    APPROVED
    Since 2018-11-02
  • VA RA
    APPROVED
    Since 2018-11-02
  • WA RA
    APPROVED
    Since 2018-11-02

Branch Locations

10 New England Business Center Dr Suite 210, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 03/1998 Present
Osaic Wealth, Inc. Andover MA 11/2018 Present
  • 03/1998 → Present
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Osaic Wealth, Inc.
    Andover, MA
Previous Registrations
  • 1998-04-28 → 2018-11-02
    Signator Investors, Inc.
    El Paso, TX
    Andover, MA
Other Businesses

1. BOSTON PARTNERS FINANCIAL GROUP, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2014 ADDRESS: 138 River Road, Suite 201, Andover MA 01810, United States DESCRIPTION: Owner/manager 2. BOSTON PARTNERS FINANCIAL GROUP, LLC - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2010 ADDRESS: 138 River Road, Suite 201, Andover MA 01810, United States DESCRIPTION: Sale/marketing of fixed annuities and non-variable insurance 3.MERRIMACK VALLEY BIRD CLUB POSITION: Secretary NATURE: Birdwatching and nature education INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2026 ADDRESS: 46 Oxbow Circle, North Andover MA 01845, United States DESCRIPTION: I would record minutes of meetings, help organize birding walks, lead walks, and organize club activities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-12
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S65 Uniform Investment Adviser Law Examination
    1998-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Designations
Other Names
  • Mark J Marroni

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANDOVER, MA
COMMONWEALTH FINANCIAL NETWORK · Andover, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANDOVER, MA
LPL FINANCIAL LLC · ANDOVER, MA
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