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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-22
TX RA APPROVED 2018-11-15
NJ RA APPROVED 2016-09-01
  • FL RA
    APPROVED
    Since 2025-07-22
  • TX RA
    APPROVED
    Since 2018-11-15
  • NJ RA
    APPROVED
    Since 2016-09-01

Branch Locations

Palm Beach Gardens, FL • United States

461 From Road Suite 101, Paramus, NJ 07652 • United States

Wayne, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Paramus NJ 12/2006 09/2016
Morgan Stanley Smith Barney Paramus NJ 06/2009 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Wells Fargo Advisors Llc Paramus NJ 09/2016 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 Present
  • 12/2006 → 09/2016
    Paramus, NJ
  • 06/2009 → 09/2016
    Morgan Stanley Smith Barney
    Paramus, NJ
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Paramus, NJ
  • 11/2016 → Present
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-13
S63 Uniform Securities Agent State Law Examination 1998-11-23
  • S65 Uniform Investment Adviser Law Examination
    2001-01-13
  • S63 Uniform Securities Agent State Law Examination
    1998-11-23

View on SEC IAPD

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