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Current Employers
St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-04-28
OR RA APPROVED 2025-03-27
NC RA APPROVED 2023-02-15
TX RA APPROVED 2022-12-09
AZ RA APPROVED 2022-09-15
AR RA APPROVED 2022-05-13
IA RA APPROVED 2021-09-01
NE RA APPROVED 2020-09-25
OH RA APPROVED 2020-08-27
CA RA APPROVED 2018-08-03
CO RA APPROVED 2018-08-03
IL RA APPROVED 2016-11-21
  • MO RA
    APPROVED
    Since 2025-04-28
  • OR RA
    APPROVED
    Since 2025-03-27
  • NC RA
    APPROVED
    Since 2023-02-15
  • TX RA
    APPROVED
    Since 2022-12-09
  • AZ RA
    APPROVED
    Since 2022-09-15
  • AR RA
    APPROVED
    Since 2022-05-13
  • IA RA
    APPROVED
    Since 2021-09-01
  • NE RA
    APPROVED
    Since 2020-09-25
  • OH RA
    APPROVED
    Since 2020-08-27
  • CA RA
    APPROVED
    Since 2018-08-03
  • CO RA
    APPROVED
    Since 2018-08-03
  • IL RA
    APPROVED
    Since 2016-11-21

Branch Locations

Centennial, CO • United States

1609 West Main St., Russellville, AR 72801 • UNITED STATES

1609 West Main St, Russellville, AR 72801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Denver CO 03/2013 11/2016
Various Insurance Carriers For W&R Insurance Agencies Centennial CO 03/2013 11/2016
College For Financial Planning Centennial CO 06/2014 Present
Success By Design, Llc Centennial CO 08/2005 Present
  • 03/2013 → 11/2016
    Waddell & Reed, Inc
    Denver, CO
  • 03/2013 → 11/2016
    Various Insurance Carriers For W&R Insurance Agencies
    Centennial, CO
  • 06/2014 → Present
    College For Financial Planning
    Centennial, CO
  • 08/2005 → Present
    Success By Design, Llc
    Centennial, CO
Previous Registrations
  • 2013-04-02 → 2016-11-23
    Waddell & Reed
    Denver, CO
  • 2012-04-03 → 2013-04-01
    Centennial, CO
  • 2011-01-05 → 2011-03-28
    Monument, CO
  • 2010-09-27 → 2010-12-31
    Investment Advisors International, Inc.
    Greenwood Village, CO
  • 2006-07-28 → 2010-07-09
    New England Securities
    Colorado Springs, CO
  • 2003-10-02 → 2005-08-03
    Osaic Fa, Inc.
    Tarrytown, NY
Other Businesses

6/2014-PRESENT, DEAN at the COLLEGE FOR FINANCIAL PLANNING, CENTENNIAL, CO, INVEST-RELATED: N, EDUCATION, ASSOCIATE PROFESSOR, 80 HRS/MO, 0 SEC. 08/2005-PRESENT, SUCCESS BY DESIGN LLC, CENTENNIAL, CO, NOT INVESTMENT RELATED, TAXES, KEEP TRACK OF TAXES AND EXPENSES, 4HRS/MO, 0HRS/DAY DURING SEC TRADING HRS, President

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-25
  • S63 Uniform Securities Agent State Law Examination
    2000-08-25
Designations
Other Names
  • David J Mannaioni

View on SEC IAPD

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