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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-01-18 |
Branch Locations
6255 Sterners Way, Bethlehem, PA 18017 • United States
Appleton, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Appleton | WI | 07/2002 | 03/2021 |
| Thrivent Financial For Lutherans | Appleton | WI | 08/2012 | 06/2019 |
| Thrivent Financial For Lutherans | Appleton | WI | 06/2019 | 03/2021 |
| Horace Mann Companies | Springfield | IL | 09/2021 | 10/2022 |
| Horace Mann Investors Inc. | Springfield | IL | 09/2021 | 05/2022 |
| Unemployed | Appleton | WI | 03/2021 | 09/2021 |
| Guardian Life Insurance Company | Appleton | WI | 10/2022 | Present |
| Park Avenue Securities | Appleton | WI | 01/2023 | Present |
Poshmark - LaineCole is account name- Planning to sell maleand female fashion, shoes, accessories, etc, Start date: 08/23/2022, Address: W6546 Austin Drive, Appleton WI 54915 5 total hours per month; 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 2) Women With Hope Retreat/Campout-treasurer, Nature of Business: Women's retreat, Start date: 11/21/2025, Address: 1140Tullar Rd Neenah WI 54956, Duties: maintaining the financial ledger for the group, provide monthly reports of expenses, 4 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-13 |
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